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Investment advice scam used George Soros to add legitimacy

Tuesday, April 20, 2010

Washington, D.C., April 20, 2010 — The Securities and Exchange Commission today charged a Staten Island, N.Y.-based investment advisory firm, its owner, and four associates with operating an Internet-based scam that misleads investors into paying fees for phony stock tips and investment advice from fictional trading experts. The SEC obtained an emergency court order to [...]

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In a Letter SEC Chairman Warns Broker-Dealer CEOs

Tuesday, September 1, 2009

August 31, 2009 Dear Chief Executive Officer: Recent press articles have reported that some broker-dealer firms may be engaging in a vigorous recruiting program for broker-dealer registered representatives. Reports suggest some firms are offering substantial inducements to potential registered representatives, including large up-front bonuses and enhanced commissions for sales of investment products, In light of [...]

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Virginia’s IT Contract with Northrop Grumman ROI

Wednesday, June 17, 2009

This brings to mind my VDOT experience with what at first seemed to be a suspicious hack attempt on my website about a month ago. In May from inside the VDOT firewall my web page was being hit every 3 to 15 seconds. It went on for days until I found an email address to [...]

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Del. Onzlee Ware Has 10 Days to Respond to the State Board of Elections

Thursday, June 11, 2009

Del. Onzlee Ware Has 10 Days to Respond to the State Board of Elections

Delegate Onzlee Ware who won with 68% of the vote in the June 9 Democratic primary against challenger Martin Jeffrey still faces a State Board of Elections inquiry. David Allen, Campaign Finance Manager with the SBE has composed a letter to Ware dated June 10. According to Allen in an email by Code (§ 24.2-953.3) [...]

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